Lo, Sai Wo 盧世和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-10-21 | 2020-12-28 | Rep | Dealing in securities | 2011-04-12 | 2020-12-28 |
| 2 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-01 | Rep | Advising on securities | 2004-08-01 | Rep | Asset management | 2004-08-01 | Rep | Dealing in securities | 2004-08-01 |
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