Tong, Wai Mei 湯慧美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-09-24 | 2017-10-23 | Rep | Dealing in securities | 2011-03-09 | 2017-10-23 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2017-11-10 | Rep | Asset management | 2017-11-10 | Rep | Dealing in securities | 2017-11-10 |
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