Gupta, Pranay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Goldman Sachs Investment Management Hong Kong Limited | RO | Advising on securities | 2010-03-10 | 2011-12-31 | RO | Asset management | 2010-03-10 | 2011-12-31 | RO | Dealing in securities | 2010-03-10 | 2011-12-31 |
2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-01-13 | 2012-12-18 | Rep | Asset management | 2012-01-13 | 2012-12-18 | Rep | Dealing in securities | 2012-01-13 | 2012-12-18 | RO | Advising on securities | 2012-12-18 | 2013-10-03 | RO | Asset management | 2012-12-18 | 2013-10-03 | RO | Dealing in securities | 2012-12-18 | 2013-10-03 |
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