Chau, Devan Sze Wan 鄒思韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Asset management | 2015-09-14 | 2022-07-08 | Rep | Dealing in securities | 2015-09-14 | 2022-07-08 | Rep | Dealing in futures contracts | 2018-03-22 | 2022-07-08 | Rep | Leveraged foreign exchange trading | 2020-05-18 | 2022-07-08 |
| 2 | AXA Investment Managers Chorus Limited | Rep | Asset management | 2017-04-12 | 2022-02-16 |
| 3 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Asset management | 2015-09-14 | 2017-08-11 | Rep | Dealing in securities | 2015-09-14 | 2017-08-11 |
| 4 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2007-01-08 | 2012-07-31 | Rep | Asset management | 2007-01-08 | 2013-06-07 |
| 5 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Dealing in securities | 2006-08-31 | 2013-07-05 | Rep | Advising on securities | 2007-01-08 | 2013-07-05 | Rep | Asset management | 2007-01-08 | 2013-07-05 |
| 6 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2014-07-11 | 2015-07-31 | Rep | Asset management | 2014-07-11 | 2015-07-31 |
| 7 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-07-11 | 2015-07-31 | Rep | Asset management | 2014-07-11 | 2015-07-31 |
| 8 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2014-07-11 | 2015-07-31 | Rep | Asset management | 2014-07-11 | 2015-07-31 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-07-28 | 2006-08-12 |
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