Choi, Pik Chi 蔡碧芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2015-09-10 | 2021-01-29 | Rep | Dealing in securities | 2015-09-10 | 2021-01-29 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2015-09-10 | 2019-01-31 | Rep | Dealing in securities | 2015-09-10 | 2019-01-31 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in securities | 2007-07-09 |
| 4 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Dealing in securities | 2007-08-01 | 2013-07-05 | Rep | Advising on securities | 2007-08-21 | 2013-07-05 |
| 5 | Wealth Management Cube Limited | Rep | Dealing in securities | 2015-04-22 | 2015-08-14 |
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