Lau, Chun Yu (SFC:ANK121) 劉振宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2013-05-14 | 2013-10-17 | Rep | Asset management | 2013-05-14 | 2013-10-17 | Rep | Dealing in securities | 2013-05-14 | 2013-10-17 |
| 2 | Ever-Long Capital Management Limited (b2014-01-15) | RO | Asset management | 2015-08-20 | 2016-10-01 |
| 3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-11-05 | 2016-10-01 |
| 4 | FIL Investment Advisors | Rep | Advising on securities | 2006-05-16 | 2006-09-07 | Rep | Asset management | 2006-05-16 | 2006-09-07 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2006-05-16 | 2006-09-07 | Rep | Asset management | 2006-05-16 | 2006-09-07 |
| 6 | Ginkgo Capital Co., Limited | RO | Advising on securities | 2021-07-02 | 2021-08-29 | RO | Asset management | 2021-07-02 | 2021-08-29 |
| 7 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2007-10-18 | 2008-10-17 | Rep | Asset management | 2007-10-18 | 2008-10-17 | Rep | Dealing in securities | 2007-10-18 | 2008-10-17 | Rep | Advising on securities | 2010-03-01 | 2013-04-30 | Rep | Asset management | 2010-03-01 | 2013-04-30 | Rep | Dealing in securities | 2010-03-01 | 2013-04-30 |
| 8 | Huashe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-07-25 | 2018-12-31 | RO | Asset management | 2018-07-25 | 2018-12-31 | RO | Dealing in securities | 2018-07-25 | 2018-12-31 |
| 9 | Mighty Divine Investment Management Limited | Rep | Asset management | 2019-02-13 | 2019-04-11 | RO | Asset management | 2019-04-11 | 2020-07-10 |
| 10 | PROSPER GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-11-21 | RO | Asset management | 2023-11-21 |
| 11 | PWH Capital Limited | Rep | Advising on securities | 2023-02-15 | 2023-03-20 | Rep | Asset management | 2023-02-15 | 2023-03-20 | RO | Advising on securities | 2023-03-20 | 2023-10-31 | RO | Asset management | 2023-03-20 | 2023-10-31 |
| 12 | Sumo Asset Management Limited | RO | Advising on securities | 2021-09-06 | 2022-08-22 | RO | Asset management | 2021-09-06 | 2022-08-22 |
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