Lee, Julia Siu Lie 李紹莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2005-01-27 | |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2005-01-27 | |
| 3 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2009-06-21 | |
| 4 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2009-06-21 | |
| 5 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2009-07-07 | 2012-12-14 |
| 6 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Dealing in securities | 2009-07-07 | 2012-12-14 |
| 7 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2013-01-17 | 2014-12-31 |
| 8 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2013-01-17 | 2014-12-31 |
| 9 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2013-01-17 | 2014-12-31 |
| 10 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2013-01-17 | 2015-09-16 |
| 11 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-01-17 | 2019-01-10 |
| 12 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2013-01-17 | 2019-01-10 |
| 13 | HEXA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-01-07 | 2023-09-30 |
| 14 | HEXA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-01-07 | 2023-09-30 |
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