Li, Bing (SFC:AUV179) 李兵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Forwin Capital Management Limited | Rep | Advising on securities | 2014-10-23 | 2015-12-03 | Rep | Asset management | 2014-10-23 | 2015-12-03 | RO | Advising on securities | 2015-12-03 | 2017-12-31 | RO | Asset management | 2015-12-03 | 2017-12-31 |
| 2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2010-03-02 | 2012-01-31 | Rep | Asset management | 2010-03-02 | 2012-01-31 | Rep | Dealing in securities | 2010-03-02 | 2012-01-31 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-03-01 | 2014-03-14 | Rep | Asset management | 2012-03-01 | 2014-03-14 | Rep | Dealing in securities | 2012-03-01 | 2014-03-14 |
| 4 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-10-27 | 2022-12-01 | Rep | Asset management | 2022-10-27 | 2022-12-01 | RO | Advising on securities | 2022-12-01 | RO | Asset management | 2022-12-01 |
| 5 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2023-04-13 | |
| 6 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2022-12-01 | |
| 7 | YUANYIN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-07 | 2022-09-09 | RO | Asset management | 2018-08-07 | 2022-09-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy