Uding, Gerardus Henricus Paulus
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axial Partners Limited | RO | Asset management | 2017-11-07 | 2022-01-13 | RO | Advising on securities | 2020-06-01 | 2022-01-13 | Rep | Advising on securities | 2023-01-27 | 2023-02-17 | Rep | Asset management | 2023-01-27 | 2023-02-17 | RO | Advising on securities | 2023-02-17 | 2023-12-01 | RO | Asset management | 2023-02-17 | 2023-12-01 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2013-08-27 | 2014-01-09 | Rep | Asset management | 2013-08-27 | 2014-01-09 | Rep | Dealing in securities | 2013-08-27 | 2014-01-09 | Rep | Dealing in futures contracts | 2013-12-16 | 2014-01-09 | RO | Advising on securities | 2014-01-09 | 2016-09-05 | RO | Asset management | 2014-01-09 | 2016-09-05 | RO | Dealing in futures contracts | 2014-01-09 | 2016-09-05 | RO | Dealing in securities | 2014-01-09 | 2016-09-05 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2010-04-13 | 2013-03-12 | Rep | Asset management | 2010-04-13 | 2013-03-12 | Rep | Dealing in securities | 2010-04-13 | 2013-03-12 | RO | Advising on securities | 2013-03-12 | 2013-07-26 | RO | Asset management | 2013-03-12 | 2013-07-26 | RO | Dealing in securities | 2013-03-12 | 2013-07-26 |
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