Yiu, Wai Ho (SFC:APR883) 姚偉浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2007-10-08 | 2009-08-01 | Rep | Dealing in securities | 2007-10-08 | 2009-08-01 |
| 2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2009-10-27 | 2011-10-21 | Rep | Dealing in securities | 2009-10-27 | 2011-10-21 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2014-10-29 | 2016-01-22 | Rep | Advising on securities | 2014-10-29 | 2020-06-04 | Rep | Dealing in securities | 2014-10-29 | 2020-06-04 | RO | Advising on securities | 2020-06-04 | RO | Dealing in securities | 2020-06-04 |
| 4 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-11-14 | 2014-10-11 | Rep | Asset management | 2011-11-14 | 2014-10-11 | Rep | Dealing in securities | 2011-11-14 | 2014-10-11 |
| 5 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-11-14 | 2014-10-11 | Rep | Asset management | 2011-11-14 | 2014-10-11 | Rep | Dealing in securities | 2011-11-14 | 2014-10-11 |
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