Lee, Samuel Bing Sum 李炳森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-11 | 2007-03-21 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-11 | 2007-03-21 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2007-04-23 | 2007-09-14 | Rep | Advising on securities | 2007-05-03 | 2007-09-14 | Rep | Automated trading services | 2007-05-03 | 2007-09-14 | RO | Advising on securities | 2007-09-14 | 2012-12-03 | RO | Automated trading services | 2007-09-14 | 2012-12-03 | RO | Dealing in securities | 2007-09-14 | 2012-12-03 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2006-08-21 |
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