Graham, Kym Alexander (SFC:AMF900)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2005-08-23 | 2013-12-19 | Rep | Automated trading services | 2005-08-23 | 2013-12-19 | Rep | Dealing in securities | 2005-08-23 | 2013-12-19 | RO | Advising on securities | 2013-12-19 | 2015-02-25 | RO | Automated trading services | 2013-12-19 | 2015-02-25 | RO | Dealing in securities | 2013-12-19 | 2015-02-25 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2015-03-04 | 2016-07-13 | Rep | Dealing in futures contracts | 2015-03-04 | 2018-08-31 | Rep | Dealing in securities | 2015-03-04 | 2018-08-31 |
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