Samuell, Darren John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Instinet Alpha Trading Limited | Rep | Dealing in securities | 2005-09-27 | 2006-06-12 | Rep | Advising on securities | 2005-10-04 | 2006-06-12 | Rep | Automated trading services | 2005-10-04 | 2006-06-12 | RO | Advising on securities | 2006-06-12 | 2008-11-24 | RO | Automated trading services | 2006-06-12 | 2008-11-24 | RO | Dealing in securities | 2006-06-12 | 2008-11-24 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2009-10-28 | 2012-12-04 | Rep | Automated trading services | 2009-10-28 | 2012-12-04 | Rep | Dealing in securities | 2009-10-28 | 2012-12-04 |
| 3 | MACQUARIE CAPITAL LIMITED | RO | Automated trading services | 2003-11-14 | 2004-03-22 | RO | Dealing in securities | 2003-11-14 | 2005-08-01 |
| 4 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2015-08-12 | 2021-10-08 | Rep | Dealing in futures contracts | 2015-08-12 | 2021-10-08 | Rep | Dealing in securities | 2015-08-12 | 2021-10-08 | RO | Automated trading services | 2021-10-08 | 2023-08-31 | RO | Dealing in futures contracts | 2021-10-08 | 2023-08-31 | RO | Dealing in securities | 2021-10-08 | 2023-08-31 |
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