Smith, Paul Savile
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2010-08-02 | 2014-03-10 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2010-08-02 | 2014-03-10 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2010-08-02 | 2014-03-10 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2014-04-09 | 2016-12-18 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-04-09 | 2016-12-18 |
| 6 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-05-19 | 2016-12-18 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-04-09 | 2017-09-22 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-04-09 | 2017-09-22 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2016-12-19 | 2017-09-22 |
| 10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2017-09-22 |
| 11 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-12-19 | 2017-09-22 |
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