Lau, Alex Kam Shing 劉錦成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | |
| 2 | INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-14 | |
| 3 | INTERCHINA SECURITIES LIMITED | Rep | Advising on securities | 2004-01-14 | |
| 4 | INTERCHINA FUTURES LIMITED | Rep | Asset management | 2004-01-14 | INTERCHINA SECURITIES LIMITED | Rep | 2004-01-14 |
| 5 | INTERCHINA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-18 | INTERCHINA FUTURES LIMITED | RO | 2004-03-18 | 2013-03-12 |
| 6 | INTERCHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-05 | INTERCHINA SECURITIES LIMITED | RO | 2006-06-05 | 2016-12-16 | GoldBlackBlue Investment Limited | RO | 2018-12-12 | 2022-09-30 |
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