Chui, Henry Kar-Kea 徐家傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2008-01-17 2008-11-12
2 Nuveen Hong Kong Limited Rep Advising on securities 2020-06-22 2022-09-14
3 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2008-01-17 2008-11-12
4 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Dealing in securities 2008-01-17 2008-11-12
5 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2010-02-11 2012-01-28
6 INVESCO HONG KONG LIMITED Rep Dealing in securities 2010-02-11 2012-01-28
7 PIMCO Asia Limited Rep Dealing in securities 2012-03-15 2020-02-14
8 Nuveen Hong Kong Limited Rep Dealing in securities 2020-03-24 2022-09-14

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