Lee, Wai Yin (SFC:ADZ889) 李偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2006-07-25 | 2008-04-21 | Rep | Advising on securities | 2006-08-24 | 2008-04-21 | Rep | Asset management | 2007-01-26 | 2008-04-21 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2006-04-04 | 2006-07-15 | Rep | Dealing in securities | 2011-07-12 | 2021-12-31 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2006-04-04 | 2006-07-15 | Rep | Dealing in securities | 2011-07-12 | 2022-11-08 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2008-05-15 | 2010-03-26 | Rep | Advising on securities | 2008-05-15 | 2011-06-20 | Rep | Dealing in securities | 2008-05-15 | 2011-06-20 |
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