Ma, Doris Tak Sze 馬德詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2015-03-16 | 2015-07-24 | Rep | Advising on securities | 2015-03-16 | 2019-05-31 | Rep | Dealing in securities | 2015-03-16 | 2019-05-31 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2005-06-30 | Rep | Dealing in securities | 2005-06-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-11-19 | 2015-01-23 | Rep | Asset management | 2012-11-19 | 2015-01-23 | Rep | Dealing in securities | 2012-11-19 | 2015-01-23 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-19 | 2015-01-23 | Rep | Asset management | 2012-11-19 | 2015-01-23 | Rep | Dealing in securities | 2012-11-19 | 2015-01-23 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2010-04-23 | 2012-10-20 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2010-04-23 | 2012-10-20 | Rep | Dealing in securities | 2010-04-23 | 2012-10-20 |
| 7 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2008-12-12 | 2010-04-16 | Rep | Dealing in securities | 2008-12-12 | 2010-04-16 |
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