Tang, Wai Kay 鄧偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Private (HK) Limited | RO | Asset management | 2003-11-11 | RO | Advising on securities | 2004-12-06 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2016-05-24 | 2016-09-20 | Rep | Asset management | 2016-05-24 | 2016-09-20 | RO | Advising on securities | 2016-09-20 | 2017-08-16 | RO | Asset management | 2016-09-20 | 2017-08-16 | Rep | Advising on securities | 2017-08-16 | 2017-12-25 | Rep | Asset management | 2017-08-16 | 2017-12-25 |
| 3 | Greencourt Financial Co., Limited | Rep | Advising on securities | 2018-11-13 | 2018-12-27 | Rep | Asset management | 2018-11-13 | 2018-12-27 | RO | Advising on securities | 2018-12-27 | RO | Asset management | 2018-12-27 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2006-09-07 | 2015-07-01 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2006-09-07 | 2015-07-01 | Rep | Dealing in securities | 2006-09-07 | 2015-07-01 | Rep | Advising on securities | 2012-10-16 | 2015-07-01 |
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