Chan, Wai Shing (SFC:AGZ885) 陳偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-01-16 | 2021-12-31 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2007-06-27 | Rep | Dealing in securities | 2013-01-16 | Rep | Dealing in futures contracts | 2022-03-24 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2005-04-20 | 2007-06-22 | Rep | Dealing in securities | 2005-05-26 | 2006-11-13 | RO | Dealing in securities | 2006-11-13 | 2007-06-22 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on corporate finance | 2005-03-15 | Rep | Advising on securities | 2005-03-31 | Rep | Asset management | 2005-04-20 |
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