Liu, Patrick Song
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2013-05-02 | 2015-02-28 |
| 2 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2015-08-31 | 2017-02-03 | Rep | Asset management | 2015-08-31 | 2017-02-03 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2006-07-13 | 2006-12-08 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-13 | 2012-12-02 | Rep | Asset management | 2009-06-03 | 2012-12-02 |
| 5 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2017-05-23 | Rep | Asset management | 2017-05-23 | Rep | Dealing in securities | 2023-11-28 |
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