Wong, Tim Chiu Yin 黃昭然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2011-04-21 | |
| 2 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2013-02-14 | |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in futures contracts | 2022-03-24 | |
| 4 | UFJ INVESTMENTS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-12 | |
| 5 | UFJ INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2003-08-12 | |
| 6 | UFJ INVESTMENTS ASIA LIMITED | Rep | Advising on securities | 2003-08-12 | |
| 7 | UFJ INVESTMENTS ASIA LIMITED | Rep | Asset management | 2003-08-12 | |
| 8 | Sunwah Kingsway Leasing and Finance Limited | Rep | Dealing in futures contracts | 2005-07-18 | 2005-11-30 |
| 9 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2005-07-18 | 2006-07-01 |
| 10 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2005-07-18 | 2006-07-01 |
| 11 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-02-14 | 2021-12-31 |
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