Wong, Tim Chiu Yin 黃昭然

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UFJ INVESTMENTS ASIA LIMITED Rep Advising on corporate finance 2003-08-12
2 UFJ INVESTMENTS ASIA LIMITED Rep Advising on futures contracts 2003-08-12
3 UFJ INVESTMENTS ASIA LIMITED Rep Advising on securities 2003-08-12
4 UFJ INVESTMENTS ASIA LIMITED Rep Asset management 2003-08-12
5 INVESCO HONG KONG LIMITED Rep Asset management 2011-04-21
6 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in futures contracts 2005-07-18 2006-07-01
7 Sunwah Kingsway Leasing and Finance Limited Rep Dealing in futures contracts 2005-07-18 2005-11-30
8 INVESCO HONG KONG LIMITED Rep Dealing in futures contracts 2022-03-24
9 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in securities 2005-07-18 2006-07-01
10 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2013-02-14 2021-12-31
11 INVESCO HONG KONG LIMITED Rep Dealing in securities 2013-02-14

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