Leung, Helen (SFC:AOP097) 梁浩雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-09-13 | 2010-10-15 | Rep | Asset management | 2010-09-13 | 2010-10-15 | Rep | Dealing in securities | 2010-09-13 | 2010-10-15 | RO | Advising on securities | 2010-10-15 | 2014-06-30 | RO | Asset management | 2010-10-15 | 2014-06-30 | RO | Dealing in securities | 2010-10-15 | 2014-06-30 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-02-22 | 2008-03-20 | Rep | Dealing in securities | 2007-02-22 | 2008-03-20 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-02-22 | 2008-03-20 |
| 4 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-04-23 | 2009-03-31 | Rep | Asset management | 2008-04-23 | 2009-03-31 | Rep | Dealing in securities | 2008-04-23 | 2009-03-31 | RO | Advising on securities | 2009-03-31 | 2010-05-31 | RO | Asset management | 2009-03-31 | 2010-05-31 | RO | Dealing in securities | 2009-03-31 | 2010-05-31 |
| 5 | Ninety One Hong Kong Limited | RO | Advising on securities | 2014-04-09 | 2021-05-28 | RO | Asset management | 2014-04-09 | 2021-05-28 | RO | Dealing in securities | 2014-04-09 | 2021-05-28 |
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