Tai, Kwok Shing 戴國盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2008-09-17 | 2010-06-18 | Rep | Dealing in securities | 2008-09-17 | 2010-06-18 | Rep | Asset management | 2010-06-18 | 2011-10-26 | RO | Advising on securities | 2010-06-18 | 2014-10-13 | RO | Dealing in securities | 2010-06-18 | 2014-10-13 | RO | Asset management | 2011-10-26 | 2014-10-13 |
| 2 | Ninety One Hong Kong Limited | RO | Advising on securities | 2014-04-09 | 2019-08-30 | RO | Asset management | 2014-04-09 | 2019-08-30 | RO | Dealing in securities | 2014-04-09 | 2019-08-30 |
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