Lau, Wing Chung (SFC:ANG393) 劉穎聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2006-04-03 | 2007-09-13 | Rep | Dealing in securities | 2006-04-03 | 2007-09-13 |
| 2 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-05-23 | 2014-06-30 | Rep | Asset management | 2011-05-23 | 2014-06-30 | Rep | Dealing in securities | 2011-05-23 | 2014-06-30 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-01-02 | 2008-03-20 |
| 4 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-04-23 | 2011-03-14 | Rep | Asset management | 2008-04-23 | 2011-03-14 | Rep | Dealing in securities | 2008-04-23 | 2011-03-14 |
| 5 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2014-04-09 | Rep | Asset management | 2014-04-09 | Rep | Dealing in securities | 2014-04-09 | Rep | Dealing in futures contracts | 2023-09-26 |
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