Wong, Kwok Yin (SFC:AOG831) 王國賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-02-10 | 2023-05-04 | Rep | Dealing in securities | 2023-02-10 | 2023-05-04 | RO | Advising on corporate finance | 2023-05-04 | RO | Dealing in securities | 2023-05-04 |
| 2 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2006-12-08 | 2007-04-05 | Rep | Dealing in securities | 2006-12-08 | 2007-04-05 |
| 3 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2007-05-04 | 2016-11-04 | Rep | Dealing in securities | 2007-05-04 | 2016-11-04 | RO | Advising on corporate finance | 2016-11-04 | 2017-06-30 | RO | Dealing in securities | 2016-11-04 | 2017-06-30 |
| 4 | VMS Securities Limited | Rep | Advising on corporate finance | 2017-08-02 | 2017-09-27 | Rep | Dealing in securities | 2017-08-02 | 2017-09-27 | RO | Advising on corporate finance | 2017-09-27 | 2022-12-30 | RO | Dealing in securities | 2017-09-27 | 2022-12-30 |
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