Stannard, Kathryn Louise
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2006-07-31 | 2012-05-25 | Rep | Dealing in securities | 2010-01-21 | 2012-05-25 |
| 2 | Ord Minnett Hong Kong Limited | Rep | Advising on securities | 2015-07-14 | 2022-02-04 | Rep | Dealing in securities | 2015-07-14 | 2022-02-04 | RO | Asset management | 2017-10-09 | 2022-02-04 |
| 3 | Oreana Financial Services Limited | Rep | Advising on securities | 2012-06-11 | 2013-08-06 | Rep | Dealing in securities | 2012-06-11 | 2013-08-06 | Rep | Asset management | 2012-06-11 | 2015-07-08 | RO | Advising on securities | 2013-08-06 | 2015-07-08 | RO | Dealing in securities | 2013-08-06 | 2015-07-08 |
| 4 | RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2003-04-24 | 2004-10-11 | Rep | Asset management | 2003-04-24 | 2004-10-11 |
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