Yap, Li Li
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2011-06-14 | 2012-04-14 | Rep | Dealing in securities | 2011-06-14 | 2012-04-14 |
| 2 | Ord Minnett Hong Kong Limited | Rep | Advising on securities | 2014-09-19 | 2017-06-16 | Rep | Dealing in securities | 2014-09-19 | 2017-06-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy