Bhatia, Sanjiv
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEEPHAVEN ASIA LIMITED | RO | Advising on securities | 2005-04-13 | 2008-09-10 | RO | Asset management | 2005-04-13 | 2008-09-10 |
| 2 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2012-04-18 | 2012-06-28 | Rep | Asset management | 2012-04-18 | 2012-06-28 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-09-08 | Rep | Advising on securities | 2004-09-08 | Rep | Asset management | 2004-09-08 | Rep | Dealing in securities | 2004-09-08 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-08 | Rep | Asset management | 2004-09-08 | Rep | Dealing in futures contracts | 2004-09-08 |
| 5 | ISOMETRIC INVESTMENT ADVISORS LIMITED | RO | Asset management | 2009-11-16 | 2012-02-29 |
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