Lin, Charles Xiaodong 林曉東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2020-07-28 | 2022-09-30 | Rep | Dealing in securities | 2020-07-28 | 2022-09-30 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2008-04-09 | 2009-04-04 | Rep | Dealing in securities | 2008-04-09 | 2009-04-04 |
| 3 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-02-08 | 2023-05-16 | Rep | Asset management | 2023-02-09 | 2023-05-16 | RO | Advising on securities | 2023-05-16 | RO | Asset management | 2023-05-16 |
| 4 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-02-09 | 2023-05-16 | RO | Advising on corporate finance | 2023-05-16 | 2024-03-16 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2023-02-08 | 2023-05-16 | Rep | Dealing in securities | 2023-02-08 | 2023-05-16 | RO | Advising on securities | 2023-05-16 | RO | Dealing in securities | 2023-05-16 |
| 6 | ITAU ASIA LIMITED | Rep | Dealing in securities | 2009-09-30 | 2011-09-10 |
| 7 | Vanguard Investments Hong Kong Limited | RO | Advising on securities | 2012-02-07 | 2019-12-30 | RO | Dealing in securities | 2012-02-07 | 2019-12-30 | RO | Advising on corporate finance | 2016-11-22 | 2019-07-12 | RO | Asset management | 2017-01-03 | 2019-12-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy