Brown, Bahar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-10-14 | 2006-05-15 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-24 | 2008-09-29 | Rep | Dealing in securities | 2006-07-24 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2010-07-21 | Rep | Dealing in securities | 2008-10-10 | 2010-07-21 |
| 4 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2010-09-21 | 2012-12-19 | Rep | Dealing in securities | 2010-09-21 | 2012-12-19 |
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