Poulton, Charles Francis Campbell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-09-05 | 2008-11-20 | Rep | Dealing in securities | 2005-09-05 | 2008-11-20 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-09-05 | 2008-11-20 | Rep | Dealing in futures contracts | 2005-09-05 | 2008-11-20 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-05-04 | 2008-11-20 |
| 4 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2009-11-06 | 2021-09-30 | Rep | Dealing in securities | 2009-11-06 | 2021-09-30 |
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