Wade, Simon James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2019-07-02 | Rep | Dealing in securities | 2019-07-02 | Rep | Advising on futures contracts | 2019-07-12 | Rep | Advising on securities | 2019-07-12 | Rep | Dealing in futures contracts | 2019-07-12 |
| 2 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2008-12-31 | 2019-04-17 | Rep | Dealing in securities | 2008-12-31 | 2019-04-17 |
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