Cheung, Wai Chuen 張偉銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTRUIST FINANCIAL GROUP LIMITED | RO | Advising on securities | 2014-08-06 | 2024-01-26 | RO | Asset management | 2014-08-06 | 2024-01-26 | RO | Dealing in securities | 2014-08-06 | 2024-01-26 |
| 2 | BOCOM MPF & Financial Services Company Limited | Rep | Advising on securities | 2024-03-07 | 2024-04-09 | Rep | Dealing in securities | 2024-03-07 | 2024-04-09 | RO | Advising on securities | 2024-04-09 | RO | Dealing in securities | 2024-04-09 |
| 3 | iTTa Capital Limited | Rep | Advising on securities | 2005-01-18 | 2006-03-31 | RO | Advising on securities | 2006-03-31 | 2012-11-30 | RO | Dealing in securities | 2007-12-04 | 2012-11-30 |
| 4 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-09 | Rep | Advising on securities | 2003-09-09 | Rep | Asset management | 2003-09-09 | Rep | Dealing in securities | 2003-09-09 |
| 5 | Sumo Asset Management Limited | Rep | Asset management | 2011-05-11 | 2013-09-24 | Rep | Advising on securities | 2013-01-04 | 2013-09-24 | RO | Advising on securities | 2013-09-24 | 2014-07-18 | RO | Asset management | 2013-09-24 | 2014-07-18 |
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