Leung, Lai Lai 梁麗麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iTTa Capital Limited | RO | Advising on securities | 2003-05-29 | 2013-02-15 | RO | Dealing in securities | 2007-12-04 | 2013-02-15 |
| 2 | NBC Financial Markets Asia Limited | RO | Dealing in securities | 2014-08-05 | |
| 3 | Sumo Asset Management Limited | Rep | Asset management | 2011-04-29 | 2013-02-15 | Rep | Advising on securities | 2013-09-26 | 2013-10-28 | Rep | Asset management | 2013-09-26 | 2013-10-28 |
| 4 | TCW ASIA LIMITED | Rep | Dealing in securities | 2013-03-25 | 2013-04-19 | RO | Dealing in securities | 2013-04-19 | 2013-04-26 |
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