Balfour, Alexander David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iTTa Capital Limited | Rep | Advising on securities | 2011-08-17 | 2012-11-30 | Rep | Dealing in securities | 2011-08-17 | 2012-11-30 |
| 2 | IVY ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2008-02-06 | 2010-05-31 | RO | Dealing in securities | 2008-02-06 | 2010-05-31 |
| 3 | orientiert International Markets Limited | Rep | Advising on securities | 2013-04-23 | 2015-10-30 | Rep | Asset management | 2013-04-23 | 2015-10-30 | Rep | Dealing in securities | 2013-04-23 | 2015-10-30 |
| 4 | Sumo Asset Management Limited | Rep | Asset management | 2011-11-14 | 2013-02-14 | Rep | Advising on securities | 2012-12-04 | 2013-02-14 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | RO | Advising on securities | 2007-04-17 | 2007-10-31 | RO | Dealing in securities | 2007-04-17 | 2007-10-31 |
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