Kwok, Cindy Wai Chu 郭惠珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iTTa Capital Limited | Rep | Advising on securities | 2009-04-08 | 2009-08-15 | Rep | Dealing in securities | 2009-04-08 | 2009-08-15 | Rep | Advising on securities | 2009-12-07 | 2012-11-30 | Rep | Dealing in securities | 2010-01-04 | 2012-11-30 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2006-09-30 | Rep | Asset management | 2005-04-26 | 2006-09-30 |
| 3 | Kirin Asset Management Limited | Rep | Advising on securities | 2009-08-26 | 2009-11-30 | Rep | Asset management | 2009-09-29 | 2009-11-30 |
| 4 | Sumo Asset Management Limited | Rep | Advising on securities | 2012-12-04 | 2016-02-05 |
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