Lai, Joseph Kin To 賴建濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2011-03-07 | 2011-03-15 | Rep | Asset management | 2011-03-07 | 2011-03-15 | Rep | Dealing in securities | 2011-03-07 | 2011-03-15 |
| 2 | Henyep Capital Management Limited | RO | Advising on securities | 2005-12-20 | 2008-07-10 |
| 3 | HENYEP SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-24 | 2005-12-20 |
| 4 | iBest Consultants Limited | Rep | Advising on corporate finance | 2003-11-19 | Rep | Advising on securities | 2005-03-21 | Rep | Asset management | 2005-03-21 |
| 5 | iTTa Capital Limited | Rep | Advising on securities | 2011-03-24 | 2011-10-24 | Rep | Dealing in securities | 2011-03-24 | 2011-10-24 |
| 6 | Sumo Asset Management Limited | Rep | Asset management | 2011-03-24 | 2011-10-24 |
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