Mok, Sin Yee 莫倩儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-09-25 | 2009-12-23 | Rep | Asset management | 2009-07-13 | 2009-12-23 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2008-02-18 | 2008-08-12 | Rep | Dealing in securities | 2008-02-18 | 2008-08-12 |
| 3 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-07-05 | 2007-11-22 |
| 4 | iTTa Capital Limited | Rep | Advising on securities | 2010-07-02 | 2012-11-30 | Rep | Dealing in securities | 2010-07-02 | 2012-11-30 |
| 5 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2005-11-21 | 2006-06-14 |
| 6 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2017-06-16 | 2020-01-01 | RO | Asset management | 2017-06-16 | 2020-01-01 | RO | Dealing in securities | 2017-06-16 | 2020-01-01 |
| 7 | Sumo Asset Management Limited | Rep | Asset management | 2012-02-21 | 2016-03-31 | Rep | Advising on securities | 2012-12-04 | 2016-03-31 |
| 8 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-09-05 | 2008-09-12 |
| 9 | Wynson Asset Management Limited | RO | Advising on securities | 2023-05-12 | RO | Asset management | 2023-05-12 |
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