So, Kwok Ki 蘇國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2008-02-18 | 2008-08-01 | Rep | Dealing in securities | 2008-02-18 | 2008-08-01 |
| 2 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-11-23 | 2007-12-13 |
| 3 | iTTa Capital Limited | Rep | Advising on securities | 2010-08-04 | 2012-11-30 | Rep | Dealing in securities | 2010-08-04 | 2012-11-30 |
| 4 | Sumo Asset Management Limited | Rep | Advising on securities | 2012-12-04 | 2015-12-31 | Rep | Asset management | 2015-02-25 | 2015-12-31 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-08-12 | 2009-06-22 |
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