Tsao, Yu Lung 曹郁龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-07-09 | 2008-11-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2008-11-19 | Rep | Dealing in securities | 2007-07-09 | 2008-11-19 |
| 3 | FT Securities Limited | Rep | Advising on futures contracts | 2006-06-22 | 2007-06-25 | Rep | Dealing in futures contracts | 2006-06-22 | 2007-06-25 | Rep | Dealing in securities | 2006-06-22 | 2007-06-25 |
| 4 | iTTa Capital Limited | Rep | Dealing in securities | 2011-07-29 | 2012-11-30 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-11-19 | 2016-03-31 |
| 6 | Sumo Asset Management Limited | Rep | Advising on securities | 2011-04-13 | 2013-02-25 | Rep | Asset management | 2011-04-13 | 2013-02-25 | RO | Advising on securities | 2013-02-25 | 2014-11-14 | RO | Asset management | 2013-02-25 | 2014-11-14 |
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