Lau, Kwok Ting (SFC:AOJ258) 劉國定
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IVORY CAPITAL PRIVATE LIMITED | Rep | Advising on corporate finance | 2007-03-21 | 2012-08-31 | Rep | Advising on securities | 2007-03-21 | 2012-08-31 | Rep | Dealing in securities | 2007-10-17 | 2009-06-01 |
| 2 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2012-09-24 | 2014-12-01 | RO | Advising on corporate finance | 2014-12-01 | 2017-02-10 |
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