Robson, John Mcgowan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | IVORY CAPITAL PRIVATE LIMITED | Rep | Advising on corporate finance | 2010-06-24 | 2017-09-13 | Rep | Advising on securities | 2010-06-24 | 2017-09-13 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-02-07 | 2007-08-01 | Rep | Dealing in securities | 2007-02-07 | 2007-08-01 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-02-23 | Rep | Advising on securities | 2005-02-23 | Rep | Asset management | 2005-02-23 | Rep | Automated trading services | 2005-02-23 | Rep | Dealing in securities | 2005-02-28 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-02-23 | Rep | Asset management | 2005-02-23 | Rep | Automated trading services | 2005-02-23 | Rep | Dealing in futures contracts | 2005-02-28 |
5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-04-14 | 2006-10-28 |
6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-14 | 2006-10-28 | Rep | Dealing in securities | 2005-04-14 | 2006-10-28 |
7 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Dealing in securities | 2009-06-11 | 2009-11-06 |
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