Banghart Iii, James Munger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-25 | 2012-11-09 | Rep | Dealing in securities | 2009-11-25 | 2012-11-09 | RO | Advising on securities | 2012-11-09 | 2016-09-13 | RO | Dealing in securities | 2012-11-09 | 2016-09-13 | Rep | Advising on futures contracts | 2014-05-21 | 2017-10-30 | Rep | Dealing in futures contracts | 2014-05-21 | 2017-10-30 | RO | Advising on futures contracts | 2017-10-30 | 2019-10-07 | RO | Dealing in futures contracts | 2017-10-30 | 2019-10-07 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2015-04-20 | 2015-11-25 | Rep | Dealing in securities | 2015-04-20 | 2015-11-25 | RO | Advising on securities | 2015-11-25 | 2016-09-23 | RO | Dealing in securities | 2015-11-25 | 2016-09-23 |
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