Banghart Iii, James Munger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-25 | 2012-11-09 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-25 | 2012-11-09 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2015-04-20 | 2015-11-25 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2015-04-20 | 2015-11-25 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2012-11-09 | 2016-09-13 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in securities | 2012-11-09 | 2016-09-13 |
| 7 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2015-11-25 | 2016-09-23 |
| 8 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Dealing in securities | 2015-11-25 | 2016-09-23 |
| 9 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-05-21 | 2017-10-30 |
| 10 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-21 | 2017-10-30 |
| 11 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2017-10-30 | 2019-10-07 |
| 12 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-10-30 | 2019-10-07 |
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