Casati, Andrea (SFC:AMW488)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-04-04 | 2012-11-28 | Rep | Advising on securities | 2011-04-04 | 2012-11-28 | Rep | Dealing in futures contracts | 2011-04-04 | 2012-11-28 | Rep | Dealing in securities | 2011-04-04 | 2012-11-28 | RO | Automated trading services | 2012-11-28 | 2014-03-31 | RO | Advising on futures contracts | 2012-11-28 | 2016-07-06 | RO | Advising on securities | 2012-11-28 | 2016-07-06 | RO | Dealing in futures contracts | 2012-11-28 | 2016-07-06 | RO | Dealing in securities | 2012-11-28 | 2016-07-06 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-09-03 | 2015-05-20 | Rep | Advising on securities | 2014-09-03 | 2015-05-20 | Rep | Dealing in securities | 2014-09-03 | 2015-05-20 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-01-11 | 2006-04-16 | Rep | Dealing in securities | 2006-01-11 | 2006-04-16 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2017-05-16 | 2019-12-03 |
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