Chan, Kai Man (SFC:AMW365) 陳啟文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-12-29 | 2008-04-22 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-12-29 | 2008-04-22 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-12-29 | 2008-04-22 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-26 | 2014-08-04 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-26 | 2014-08-04 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-07-29 | 2014-08-04 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-29 | 2014-08-04 |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2012-02-09 | 2014-08-04 |
| 9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-11-04 | 2015-11-30 |
| 10 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-11-04 | 2020-09-30 |
| 11 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-11-04 | 2020-09-30 |
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