Choi, Sheung Ngai 蔡尚毅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA LIMITED Rep Advising on corporate finance 2004-03-18
2 CLSA LIMITED Rep Advising on securities 2004-03-18
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2007-01-18 2013-08-21
Standard Chartered Securities (Hong Kong) Limited Rep 2014-04-07 2015-01-08
3 CLSA LIMITED Rep Asset management 2004-03-18
4 UBS SECURITIES HONG KONG LIMITED Rep Automated trading services 2015-05-05 2016-12-18
UBS SECURITIES HONG KONG LIMITED Rep 2016-12-19
5 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2015-05-05 2016-12-18
UBS SECURITIES ASIA LIMITED Rep 2015-05-05
UBS SECURITIES HONG KONG LIMITED Rep 2016-12-19
6 CLSA LIMITED Rep Dealing in securities 2006-12-01
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2006-12-13 2013-08-21
ONE CHINA SECURITIES LIMITED Rep 2014-01-27 2014-02-20
Standard Chartered Securities (Hong Kong) Limited Rep 2014-04-07 2015-01-08
UBS SECURITIES ASIA LIMITED Rep 2015-05-05
UBS SECURITIES HONG KONG LIMITED Rep 2015-05-05 2016-12-18
UBS SECURITIES HONG KONG LIMITED Rep 2016-12-19

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