Chow, Stella Chin Shuen 鄒展璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-11-09 | 2011-06-07 | Rep | Dealing in securities | 2010-11-09 | 2011-06-07 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-03 | 2010-08-05 | Rep | Dealing in securities | 2007-07-03 | 2010-08-05 | Rep | Advising on securities | 2011-06-21 | 2014-03-24 | Rep | Dealing in securities | 2011-06-21 | 2014-03-24 | Rep | Advising on futures contracts | 2014-04-11 | 2016-08-15 | Rep | Dealing in futures contracts | 2014-04-11 | 2016-08-15 |
| 3 | YICKO SECURITIES LIMITED | Rep | Advising on securities | 2017-02-10 | Rep | Dealing in securities | 2017-02-10 |
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